Series 6 Exam Prep
Audio Lessons for the FINRA Series 6 Exam

Table of Contents

Lesson 1: Exam Overview (25:24)

Lesson 2: Types of Investments, Broker-Dealer Records, Customer Accounts (27:46)

Lesson 3: Sales Blotter, Types of Account Ownership, Know Your Customer (26:20)

Lesson 4: Investment Vehicles, Measuring Yield, Options (25:35)

Lesson 5: Debt Securities (25:51)

Lesson 6: Investment Objectives (27:02)

Lesson 7: Time Horizon (25:25)

Lesson 8: Mutual Funds (25:20)

Lesson 9: Mutual Funds pt. 2 (26:38)

Lesson 10: Annuities (26:32)

Lesson 11: Investment Risk (27:13)

Lesson 12: Secondary Market (25:31)

Lesson 13: Code of Procedure (25:28)

Lesson 14: Series 6 designation, Security and Exchange Act of 1934 (25:23)

Lesson 15: Registration and disclosure (25:38)

Lesson 16: Communications (26:07)

Lesson 17: FINRA regulations (25:26)

Lesson 18: Review 1 (26:49)

Lesson 19: Review 2 (26:51)

Lesson 20: Review 3 (28:03)

Total Length 8 Hours 44 Min